Ottawa Financial Advisors - Plan for Retirement in Canada

meet & greet

1

Discuss Client & Advisor Expectations
(1 hour)

financial-professional

Initial complementary consultation - to
determine if the
business relationship
is a good fit for all
parties

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2

GOALS & EXPECTATIONS

Advisor Disclosure – Client Engagement document
(1 hour)

Includes info on: How we work, our investment philosophy,
privacy agreement, working relationship agreement,
compensation details, investment risk profile
(*Advisor will ask prospect to complete and return a basic info gathering document for review before step 3)

3

GETTING TO KNOW YOU

Fact Finding
(2 hours)

Complete the client Dashboard – includes collecting info
on: general personal info, health info, estate info, goals,
income/budget, assets, real estate, debts, insurance,
retirement, net worth, business

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retirement-planning
4

GAME PLAN

Client Needs Assessment
(5-10 hours - Advisor only)

Completed by the advisor

5

ADVICE & RECOMMENDATIONS

(1-2 hours)

Presented to the client

financial-plan
financial-planning-and-analysis
6

OUR RELATIONSHIP MOVING FORWARD

On-going regular client/advisor meetings
(Annually or semi-annually)

To review investment portfolios and overall general
finances
to ensure things stay on track and make
adjustments along the way as required

retirement-advice investment-plans

Mutual funds provided through FundEX Investments Inc.